To Appear in 2009

Journal of Informetrics

Towards an Explanatory and Computational Theory of

Scientific Discovery

Chaomei Chen^1,2, Yue Chen², Mark Horowitz¹, Haiyan Hou², Zeyuan Liu², Donald Pellegrino¹

¹College of Information Science and Technology, Drexel University, USA

²The WISE Lab, Dalian University of Technology, China

Abstract

We propose an explanatory and computational theory of transformative discoveries in science. The theory is derived from a recurring theme found in a diverse range of scientific change, scientific discovery, and knowledge diffusion theories in philosophy of science, sociology of science, social network analysis, and information science. The theory extends the concept of structural holes from social networks to a broader range of associative networks found in science studies, especially including networks that reflect underlying intellectual structures such as co-citation networks and collaboration networks. The central premise is that connecting otherwise disparate patches of knowledge is a valuable mechanism of creative thinking in general and transformative scientific discovery in particular. In addition, the premise consistently explains the value of connecting people from different disciplinary specialties. The theory not only explains the nature of transformative discoveries in terms of the brokerage mechanism but also characterizes the subsequent diffusion process as optimal information foraging in a problem space. Complementary to epidemiological models of diffusion, foraging-based conceptualizations offer a unified framework for arriving at insightful discoveries and optimizing subsequent pathways of search in a problem space. Structural and temporal properties of potentially high-impact scientific discoveries are derived from the theory to characterize the emergence and evolution of intellectual networks of a field. Two Nobel Prize winning discoveries, the discovery of Helicobacter pylori and gene targeting techniques, and a discovery in string theory demonstrated such properties. Connections to and differences from existing approaches are discussed. The primary value of the theory is that it provides not only a computational model of intellectual growth, but also concrete and constructive explanations of where one may find insightful inspirations for transformative scientific discoveries.

Keywords: Theory of scientific discovery, transformative scientific discoveries, theory of structural holes, intellectual brokerage, knowledge diffusion, information foraging

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